Our attorneys counsel boards of directors, investors, broker-dealers, and issuers on the complexities of securities laws and corporate governance. Capabilities include:
Advising both sponsors and investors in private placement securities offerings.
Working with broker-dealers, investment advisers, investment companies, and other regulated securities entities on registration and other regulatory compliance matters.
Sample Projects
Areas of Expertise
Areas of Expertise
Created a conflict-of-interest policy for the board of directors of an international art foundation.
Devised and implemented a set of corporate governance practices and protocols for a software company, facilitating its sale to a larger player in the industry.
Advised a team of trading professionals on the formation of and the successful launch of their fund.